SEC Form 4 · accession 0001214659-18-005560
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew P. Sharpe
Officer — Executive Vice President
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2018 | M | 8,507 | $28.88 | A | 88,688 | D | |
| Common StockF2,F3 | Aug 13, 2018 | S | 6,827 | $44.541 | D | 81,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $28.88 | Aug 13, 2018 | M | 8,507 | D | Mar 5, 2017 | Mar 5, 2024 | Common Stock | 8,507 | 4,813 | D |
Explanation of responses
- F1Represents 47,250.662 vested restricted stock units and 41,437 shares of Common Stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.25 to $44.85.
- F3Represents 47,250.662 vested restricted stock units and 34,610 shares of Common Stock.