SEC Form 4 · accession 0001214659-18-004626
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. McCarthy
Officer — Senior Vice President
Period of report
Jun 27, 2018
Accepted (ET)
Jun 29, 2018 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 27, 2018 | M | 5,999 | $28.91 | A | 24,436 | D | |
| Common StockF2,F3 | Jun 27, 2018 | S | 5,999 | $44.567 | D | 18,437 | D | |
| Common StockF4 | Jun 28, 2018 | M | 6,971 | $28.91 | A | 25,408 | D | |
| Common StockF5,F3 | Jun 28, 2018 | S | 6,971 | $44.643 | D | 18,437 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $28.91 | Jun 27, 2018 | M | 5,999 | D | May 21, 2016 | May 21, 2024 | Common Stock | 5,999 | 13,941 | D |
| Employee Stock Option (right to buy) | $28.91 | Jun 28, 2018 | M | 6,971 | D | May 21, 2017 | May 21, 2024 | Common Stock | 6,971 | 6,970 | D |
Explanation of responses
- F1Represents 14,452.478 vested restricted stock units and 9,984 shares of Common Stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $44.65.
- F3Represents 14,452.478 vested restricted stock units and 3,985 shares of Common Stock.
- F4Represents 14,452.478 vested restricted stock units and 10,956 shares of Common Stock.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $44.80.