SEC Form 4 · accession 0001214659-18-001930
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marita Zuraitis
Officer — President & CEO · Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 6, 2018 | A | 7,917 | $0.00 | A | 192,792 | D | |
| Common StockF3,F4 | Mar 6, 2018 | A | 21,859 | $0.00 | A | 214,651 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $42.95 | Mar 6, 2018 | A | 71,532 | A | Aug 8, 1988 | Mar 6, 2028 | Common Stock | 71,532 | 85,720 | D |
Explanation of responses
- F1The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019.
- F2Represents 167,191.768 vested restricted stock units and 25,600 shares of Common Stock.
- F3The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.
- F4Represents 189,050.576 vested restricted stock units and 25,600 shares of Common Stock.
- F5The option vests in four equal annual installments beginning on March 6, 2019.