SEC Form 4 · accession 0001214659-18-001915
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bret A Conklin
Officer — EVP & CFO
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2018 | M | 7,100 | $17.01 | A | 45,801 | D | |
| Common StockF2,F3 | Mar 6, 2018 | S | 2,938 | $42.807 | D | 42,863 | D | |
| Common StockF4,F3 | Mar 6, 2018 | A | 1,515 | $0.00 | A | 42,863 | D | |
| Common StockF5,F6 | Mar 6, 2018 | A | 3,478 | $0.00 | A | 46,340 | D | |
| Common StockF7 | holding | — | — | — | 3,655 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $17.01 | Mar 6, 2018 | M | 7,100 | D | Mar 9, 2015 | Mar 9, 2018 | Common Stock | 7,100 | 25,025 | D |
| Employee Stock Option (right to buy)F8 | $42.95 | Mar 6, 2018 | A | 13,676 | A | Aug 8, 1988 | Mar 6, 2028 | Common Stock | 13,676 | 25,025 | D |
Explanation of responses
- F1Represents 29,469.007 vested restricted stock units, 9,101.591 deferred restricted stock units and 7,230.131 shares of Common Stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.75 to $42.85.
- F3Represents 29,469.007 vested restricted stock units, 9,101.591 deferred restricted stock units and 4,292.131 shares of Common Stock.
- F4The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019.
- F5The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.
- F6Represents 32,946.721 vested restricted stock units, 9,101.591 deferred restricted stock units and 4,292.131 shares of Common Stock.
- F7Held by the Horace Mann Supplemental Retirement & Savings Trust (401(K)).
- F8The option vests in four equal annual installments beginning on March 6, 2019.