SEC Form 4 · accession 0001214659-18-001913
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald M Carley
Officer — General Counsel
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 6, 2018 | A | 1,281 | $0.00 | A | 559 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $42.95 | Mar 6, 2018 | A | 11,572 | A | Aug 8, 1988 | Mar 6, 2028 | Common Stock | 11,572 | 3,747 | D |
Explanation of responses
- F1The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019.
- F2Represents 558.803 vested restricted stock units.
- F3The option vests in four equal annual installments beginning on March 6, 2019.