SEC Form 4 · accession 0001214659-17-006887
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J. Caldwell
Officer — Executive Vice President
Period of report
Nov 17, 2017
Accepted (ET)
Nov 21, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2017 | M | 2,391 | $30.24 | A | 11,659 | D | |
| Common StockF2,F3 | Nov 17, 2017 | F | 1,587 | $45.55 | D | 10,072 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $30.24 | Nov 17, 2017 | M | 2,391 | D | Dec 11, 2016 | Dec 11, 2020 | Common Stock | 2,391 | 797 | D |
Explanation of responses
- F1Represents 21.669 vested restricted stock units and 11,637 shares of Common Stock.
- F2Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.
- F3Represents 21.669 vested restricted stock units and 10,050 shares of Common Stock.