SEC Form 4 · accession 0001214659-17-003761
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew P. Sharpe
Officer — Executive Vice President
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 30, 2017 | M | 3,207 | $20.60 | A | 53,894 | D | |
| Common StockF2,F3 | May 30, 2017 | S | 2,355 | $38.502 | D | 51,539 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $20.60 | May 30, 2017 | M | 3,207 | D | Mar 5, 2015 | Mar 5, 2020 | Common Stock | 3,207 | 7,893 | D |
Explanation of responses
- F1Represents 42,287.197 vested restricted stock units and 11,607 shares of Common Stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.45 to $38.51.
- F3Represents 42,287.197 vested restricted stock units and 9,252 shares of Common Stock.