SEC Form 4 · accession 0001214659-17-002668
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly Stacy
Officer — Senior Vice President
Period of report
Feb 24, 2016
Accepted (ET)
Apr 21, 2017 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2016 | S | 500 | $30.2783 | D | 133 | D | |
| Common Stock | Jun 24, 2016 | S | 130 | $32.27 | D | 3 | D | |
| Common StockF1 | Nov 28, 2016 | S | 400 | $39.85 | D | 24 | D | |
| Common Stock | Dec 20, 2016 | M | 1,700 | $33.41 | A | 1,724 | D | |
| Common Stock | Dec 20, 2016 | S | 1,700 | $42.975 | D | 24 | D | |
| Common Stock | Dec 29, 2016 | M | 254 | $33.41 | A | 278 | D | |
| Common Stock | Dec 29, 2016 | S | 254 | $43.00 | D | 24 | D | |
| Common StockF2 | Feb 27, 2017 | S | 500 | $42.60 | D | 186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $33.41 | Dec 20, 2016 | M | 1,700 | D | Sep 29, 2016 | Sep 29, 2025 | Common Stock | 1,700 | 254 | D |
| Employee Stock Option (right to buy) | $33.41 | Dec 29, 2016 | M | 254 | D | Sep 29, 2016 | Sep 29, 2025 | Common Stock | 254 | 0 | D |
Explanation of responses
- F1Represents the sale of 400 shares out of the 421 shares acquired on 10/07/16 due to restricted stock units vesting.
- F2Represents the sale of 500 shares out of the 662 shares acquired on 02/27/17 due to restricted stock units vesting.