SEC Form 4 · accession 0001214659-17-001813
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marita Zuraitis
Officer — President & CEO · Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 7, 2017 | A | 7,392 | $0.00 | A | 191,003 | D | |
| Common StockF3,F4 | Mar 7, 2017 | A | 19,868 | $0.00 | A | 210,871 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $41.95 | Mar 7, 2017 | A | 70,424 | A | Aug 8, 1988 | Mar 7, 2027 | Common Stock | 70,424 | 70,424 | D |
Explanation of responses
- F1The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 7, 2018.
- F2Represents 189,410.647 restricted stock units and 1,592 shares of Common Stock.
- F3The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.
- F4Represents 209,279.014 restricted stock units and 1,592 shares of Common Stock.
- F5The option vests in four equal annual installments beginning on March 7, 2018.