SEC Form 4 · accession 0001214659-16-013546
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwayne D Hallman
Officer — EVP and CFO
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 30, 2016 | M | 8,220 | $13.83 | A | 124,564 | D | |
| Common StockF2,F3 | Aug 30, 2016 | S | 8,220 | $36.293 | D | 116,344 | D | |
| Common StockF4 | holding | — | — | — | 2,526 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $13.83 | Aug 30, 2016 | M | 8,220 | D | Mar 3, 2014 | Mar 3, 2017 | Common Stock | 8,220 | 0 | D |
Explanation of responses
- F1Represents 98,905.640 vested restricted stock units, 7,278.955 deferred Common Stock equivalent units and 18,379 shares of Common Stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.18 to $36.47.
- F3Represents 98,905.640 vested restricted stock units, 7,278.955 deferred Common Stock equivalent units and 10,159 shares of Common Stock.
- F4Held by the Horace Mann Supplemental Retirement & Savings Trust (401(K)).