SEC Form 4 · accession 0001214659-16-010276
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marita Zuraitis
Officer — President & CEO · Director
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2016 | A | 9,030 | $0.00 | A | 162,501 | D | |
| Common StockF2 | Mar 9, 2016 | A | 17,185 | $0.00 | A | 179,686 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $31.01 | Mar 9, 2016 | A | 83,916 | A | Aug 8, 1988 | Mar 9, 2026 | Common Stock | 83,916 | 83,916 | D |
Explanation of responses
- F1The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 9, 2017.
- F2The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.
- F3The option vests in four equal annual installments beginning on March 9, 2017.