SEC Form 4/A · accession 0001214659-16-010267
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ann M Caparros
Officer — General Counsel & CCO
Period of report
Mar 4, 2015
Accepted (ET)
Mar 11, 2016 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 4, 2015 | A | 1,548 | $0.00 | A | 70,465 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $32.35 | Mar 4, 2015 | A | 6,728 | A | Aug 8, 1988 | Mar 4, 2025 | Common Stock | 6,728 | 6,728 | D |
Explanation of responses
- F1The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 4, 2016.
- F2Represents 51,283.158 restricted stock units, 12,581.347 deferred Common Stock equivalent units and 6,600.333 shares of Common Stock.
- F3The option vests in four equal annual installments beginning on March 4, 2016.