SEC Form 4 · accession 0001214659-15-006888
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly Stacy
Officer — Senior Vice President
Period of report
Sep 29, 2015
Accepted (ET)
Oct 1, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2015 | A | 1,797 | $0.00 | A | 1,797 | D | |
| Common StockF2 | Sep 29, 2015 | A | 2,994 | $0.00 | A | 4,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $33.41 | Sep 29, 2015 | A | 7,816 | A | Aug 8, 1988 | Sep 29, 2025 | Common Stock | 7,816 | 7,816 | D |
Explanation of responses
- F1The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning September 29, 2016.
- F2The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning on February 15, 2016.
- F3The option vests in four equal annual installments beginning on September 29, 2016.