SEC Form 4 · accession 0001214659-15-002404
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann M Caparros
Officer — General Counsel & CCO
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2015 | M | 7,226 | $17.01 | A | 71,109 | D | |
| Common StockF2 | Mar 16, 2015 | M | 1,774 | $17.32 | A | 72,883 | D | |
| Common StockF3,F4 | Mar 16, 2015 | S | 9,000 | $33.1628 | D | 63,883 | D | |
| Common StockF5 | Mar 17, 2015 | M | 4,074 | $17.01 | A | 67,957 | D | |
| Common StockF2 | Mar 17, 2015 | M | 4,926 | $17.32 | A | 72,883 | D | |
| Common StockF6,F4 | Mar 17, 2015 | S | 9,000 | $33.2659 | D | 63,883 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $17.01 | Mar 16, 2015 | M | 7,226 | D | Mar 9, 2014 | Mar 9, 2018 | Common Stock | 7,226 | 4,074 | D |
| Employee Stock Option (right to buy) | $17.32 | Mar 16, 2015 | M | 1,774 | D | Mar 7, 2013 | Mar 7, 2019 | Common Stock | 1,774 | 8,210 | D |
| Employee Stock Option (right to buy) | $17.01 | Mar 17, 2015 | M | 4,074 | D | Mar 9, 2015 | Mar 9, 2018 | Common Stock | 4,074 | 0 | D |
| Employee Stock Option (right to buy) | $17.32 | Mar 17, 2015 | M | 4,926 | D | Mar 7, 2015 | Mar 7, 2019 | Common Stock | 4,926 | 3,284 | D |
Explanation of responses
- F1Represents 51,283.158 restricted stock units, 12,581.347 deferred Common Stock equivalent units and 7,244.460 shares of Common Stock.
- F2Represents 51,283.158 restricted stock units, 12,581.347 deferred Common Stock equivalent units and 9,018.460 shares of Common Stock.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.11 to $33.23.
- F4Represents 51,283.158 restricted stock units, 12,581.347 deferred Common Stock equivalent units and 18.460 shares of Common Stock.
- F5Represents 51,283.158 restricted stock units, 12,581.347 deferred Common Stock equivalent units and 4,092.460 shares of Common Stock.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.05 to $33.44.