SEC Form 4/A · accession 0001214659-15-002369
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bret A Conklin
Officer — SVP & Controller
Period of report
Mar 4, 2015
Accepted (ET)
Mar 17, 2015 · 1:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 4, 2015 | A | 1,083 | $0.00 | A | 50,173 | D | |
| Common StockF3 | holding | — | — | — | 2,873 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $32.35 | Mar 4, 2015 | A | 4,712 | A | Aug 8, 1988 | Mar 4, 2025 | Common Stock | 4,712 | 4,712 | D |
Explanation of responses
- F1The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 4, 2016.
- F2Represents 37,111.426 restricted stock units, 8,353.584 deferred Common Stock equivalent units and 4,708.181 shares of Common Stock.
- F3Held by the Horace Mann Supplemental Retirement & Savings Trust (401(K)).
- F4The option vests in four equal annual installments beginning on March 4, 2016.