SEC Form 4 · accession 0001214659-15-002052
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwayne D Hallman
Officer — EVP and CFO
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 4, 2015 | A | 3,093 | $0.00 | A | 116,322 | D | |
| Common StockF3 | holding | — | — | — | 2,189 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $32.35 | Mar 4, 2015 | A | 13,452 | A | Aug 8, 1988 | Mar 4, 2025 | Common Stock | 13,452 | 13,452 | D |
Explanation of responses
- F1The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 4, 2016.
- F2Represents 109,365.523 restricted stock units and 6,956.749 deferred Common Stock equivalent units.
- F3Held by the Horace Mann Supplemental Retirement & Savings Trust (401(K)).
- F4The option vests in four equal annual installments beginning on March 4, 2016.