SEC Form 4 · accession 0001653528-17-000008
EAGLE CAPITAL GROWTH FUND, INC. · GRF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luke E Sims
Officer — President & CEO · Director
Period of report
Jan 19, 2017
Accepted (ET)
Mar 9, 2017 · 11:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2017 | L | 1,350 | $7.17 | A | 312,467 | D | |
| Common Stock | Mar 7, 2017 | P | 600 | $7.00 | A | 313,067 | D | |
| Common Stock | Mar 7, 2017 | P | 700 | $7.03 | A | 313,767 | D | |
| Common Stock | Mar 7, 2017 | P | 400 | $7.04 | A | 314,167 | D | |
| Common Stock | Mar 7, 2017 | P | 3,900 | $7.05 | A | 318,067 | D | |
| Common Stock | Mar 8, 2017 | P | 1,600 | $7.15 | A | 319,667 | D | |
| Common Stock | Mar 8, 2017 | P | 4,050 | $7.17 | A | 323,717 | D | |
| Common StockF1 | holding | — | — | — | 11,389 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or otherwise.