SEC Form 5 · accession 0001653528-17-000002
EAGLE CAPITAL GROWTH FUND, INC. · GRF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Sims
Officer — CFO, CCO, Secretary, Treasurer · Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2016 | J | 63 | $7.57 | A | 80,389 | D | |
| Common StockF2 | Dec 28, 2016 | J | 851 | $7.57 | A | 6,227 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition through share distribution.
- F2The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or otherwise.