SEC Form 5 · accession 0001653528-16-000010
EAGLE CAPITAL GROWTH FUND, INC. · GRF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luke E Sims
Officer — President & CEO
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 9:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2015 | J | 0 | $0.00 | A | 310,003 | D | |
| Common StockF3 | Dec 31, 2015 | J | 0 | $0.00 | A | 11,389 | I | By Spouse |
| Common StockF5 | Dec 31, 2015 | J | 0 | $0.00 | A | 245 | I | By Stepson |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is voluntarily reporting his holdings.
- F2The reporting person is voluntarily reporting his indirect holdings.
- F3The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or otherwise.
- F4The reporting person is voluntarily reporting his indirect holdings.
- F5The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or otherwise.