SEC Form 5 · accession 0001653528-16-000009
EAGLE CAPITAL GROWTH FUND, INC. · GRF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Sims
Officer — COO, CFO & Secretary
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 9:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2015 | P | 100 | $8.25 | A | 57,282 | D | |
| Common Stock | Dec 28, 2015 | J | 3,747 | $7.14 | A | 61,029 | D | |
| Common StockF3 | Dec 28, 2015 | J | 339 | $7.14 | A | 5,186 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition through share distribution.
- F2Acquisition through share distribution.
- F3The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or otherwise.