SEC Form 4 · accession 0001140361-18-028616
SILGAN HOLDINGS INC · SLGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Greg Horrigan
Director · 10% Owner
Period of report
Jun 12, 2018
Accepted (ET)
Jun 14, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2018 | A | 3,235 | — | A | 7,830,025 | D | |
| Common StockF2 | holding | — | — | — | 5,645,730 | I | By GRAT | |
| Common StockF3 | holding | — | — | — | 1,233,584 | I | By Horrigan Family Limited Partnership | |
| Common StockF4 | holding | — | — | — | 34,634 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are restricted stock units that were granted on June 12, 2018 pursuant to the Silgan Holdings Inc. Amended and Restated 2004 Stock Incentive Plan and become fully vested on June 12, 2019. These restricted stock units will be settled in shares of Common Stock on a 1-for-1 basis upon vesting.
- F2These shares of Common Stock are owned by grantor retained retained annuity trusts, of which the reporting person and his spouse are co-trustees with voting and dispositive power over the shares or the reporting person is the sole trustee with voting and dispositive power over the shares.
- F3The reporting person is the sole general partner of Horrigan Family Limited Partnership, with sole voting and dispositive power over the shares.
- F4These shares of Common Stock are owned by a family trust, of which the reporting person is the trustee with voting and dispositive power over the shares.