SEC Form 4 · accession 0001140361-18-011647
SILGAN HOLDINGS INC · SLGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank W Hogan III
Officer — Senior VP, Gen. Counsel & Sec.
Period of report
Mar 1, 2018
Accepted (ET)
Mar 2, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | F | 3,443 | $28.55 | D | 218,161 | D | |
| Common StockF2,F3 | Mar 1, 2018 | A | 11,400 | — | A | 229,561 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 26, 2017, a two-for-one stock split of the Common Stock of Silgan Holdings Inc. in the form of a stock dividend was effected, resulting in the reporting person's direct ownership of 110,802 additional shares of Common Stock of Silgan Holdings Inc. on such date (including 65,500 additional restricted stock units).
- F2These securities are restricted stock units that were granted on March 1, 2018 under the Silgan Holdings Inc. Amended and Restated 2004 Stock Incentive Plan. These restricted stock units vest ratably over a 5 year period beginning on March 1, 2019 and will be settled in shares of Common Stock on a 1-for-1 basis upon vesting.
- F3This amount includes 131,320 restricted stock units that are not yet vested that have been granted under the Silgan Holdings Inc. Amended and Restated 2004 Stock Incentive Plan. Upon vesting, these restricted stock units will be settled in shares of Common Stock on a 1-for-1 basis.