SEC Form 4 · accession 0001140361-18-008321
SILGAN HOLDINGS INC · SLGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Greg Horrigan
Director · 10% Owner
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 12, 2018 | S | 225,336 | $28.01 | D | 5,920,394 | I | By GRAT |
| Common StockF3,F4 | Feb 13, 2018 | S | 130,598 | $28.02 | D | 5,789,796 | I | By GRAT |
| Common StockF5 | holding | — | — | — | 7,826,790 | D | ||
| Common StockF6 | holding | — | — | — | 1,233,584 | I | By Horrigan Family Limited Partnership | |
| Common StockF7 | holding | — | — | — | 34,634 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The range of sales prices for 02/12/2018 was $28.00 - $28.14. The reporting person undertakes to provide, upon the request of the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Since the reporting person's last report, 465,712 shares of Common Stock, which were indirectly beneficially owned by the reporting person through grantor retained annuity trusts, were transferred by such grantor retained annuity trusts to the reporting person and are now included in the amount of securities beneficially owned by the reporting person directly.
- F3The range of sales prices for 02/13/2018 was $28.00 - $28.17. The reporting person undertakes to provide, upon the request of the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4These shares of Common Stock are owned by grantor retained annuity trusts, of which the reporting person and his spouse are co-trustees with voting and dispositive power over the shares or the reporting person is the sole trustee with voting and dispositive power over the shares.
- F5Since the reporting person's last report, 465,712 shares of Common Stock, which were indirectly beneficially owned by the reporting person through grantor retained annuity trusts, were transferred by such grantor retained annuity trusts to the reporting person and are now included in the amount of securities beneficially owned by the reporting person directly.
- F6The reporting person is the sole general partner of the Horrigan Family Limited Partnership, with sole voting and dispositive power over the shares.
- F7These shares of Common Stock are owned by a family trust, of which the reporting person is the trustee with voting and dispositive power over the shares.