SEC Form 4 · accession 0001140361-17-033097
SILGAN HOLDINGS INC · SLGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Lewis
Officer — Executive VP and CFO
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 21, 2017 | S | 100 | $30.20 | D | 439,032 | D | |
| Common StockF1,F3 | Aug 22, 2017 | S | 6,900 | $29.6878 | D | 432,132 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The range of sales prices for 08/22/2017 was $29.6301 - $29.71. The reporting person undertakes to provide, upon the request of the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2On May 26, 2017, a two-for-one stock split of the Common Stock of Silgan Holdings Inc. in the form of a stock dividend was effected, resulting in the reporting person's direct ownership of 219,566 additional shares of Common Stock of Silgan Holdings Inc. on such date (including 123,020 additional restricted stock units).
- F3This amount includes 246,040 restricted stock units that are not yet vested that have been granted under the Silgan Holdings Inc. Amended and Restated 2004 Stock Incentive Plan. Upon vesting, these restricted stock units will be settled in shares of Common Stock on a 1-for-1 basis.