SEC Form 4 · accession 0001140361-16-068265
SILGAN HOLDINGS INC · SLGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Greg Horrigan
Director · 10% Owner
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 31, 2016 | A | 1,758 | — | A | 3,886,457 | D | |
| Common StockF3,F4 | holding | — | — | — | 3,531,797 | I | By GRAT | |
| Common StockF5 | holding | — | — | — | 616,792 | I | By Horrigan Family Limited Partnership | |
| Common StockF6 | holding | — | — | — | 17,317 | I | By Trust | |
| Common Stock | holding | — | — | — | 953 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are restricted stock units that were granted on May 31, 2016 pursuant to the Silgan Holdings Inc. Amended and Restated 2004 Stock Incentive Plan and become fully vested on May 31, 2017. These restricted stock units will be settled in shares of Common Stock on a 1-for-1 basis upon vesting.
- F2Since the reporting person's last report, 171,822 shares of Common Stock, which were indirectly beneficially owned by the reporting person through grantor retained annuity trusts, were transferred by such grantor retained annuity trusts to the reporting person and are now included in the amount of securities beneficially owned by the reporting person directly.
- F3Since the reporting person's last report, 171,822 shares of Common Stock, which were indirectly beneficially owned by the reporting person through grantor retained annuity trusts, were transferred by such grantor retained annuity trusts to the reporting person and are now included in the amount of securities beneficially owned by the reporting person directly.
- F4These shares of Common Stock are owned by grantor retained annuity trusts, of which the reporting person and his spouse are co-trustees with voting and dispositive power over the shares or the reporting person is the sole trustee with voting and dispositive power over the shares.
- F5The reporting person is the sole general partner of Horrigan Family Limited Partnership, with sole voting and dispositive power over the shares.
- F6These shares of Common Stock are owned by a family trust, of which the reporting person is the trustee with voting and dispositive power over the shares.