SEC Form 4 · accession 0001209191-19-018126
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Charles Brown
Officer — VP, Finance & CAO
Period of report
Mar 7, 2019
Accepted (ET)
Mar 8, 2019 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2019 | S | 5,393 | $21.90 | D | 58,514 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF2 | $6.73 | holding | — | — | — | — | Oct 20, 2025 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2018.
- F215,000 options were fully vested as of August 1, 2016. No transaction is reported. The amount of securities held following the reported transaction is included for information purposes only.