SEC Form 4 · accession 0001209191-19-009327
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Charles Brown
Officer — VP, Finance & CAO
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2019 | A | 25,080 | $0.00 | A | 58,514 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF2 | $6.73 | holding | — | — | — | — | Oct 20, 2025 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Represents shares that are issuable pursuant to restricted stock units. 30% vests on March 1, 2020, 30% vests on March 1, 2021, and 40% vests on March 1, 2022.
- F215,000 options were fully vested as of August 1, 2016. No transaction is reported. The amount of securities held following the reported transaction is included for information purposes only.