SEC Form 4 · accession 0001209191-18-062005
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott C Taylor
Officer — EVP, Gen. Counsel & Secretary
Period of report
Dec 10, 2018
Accepted (ET)
Dec 11, 2018 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 10, 2018 | A | 61,339 | $0.00 | A | 470,681 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-based Restricted Stock UnitsF2 | — | holding | — | — | — | — | — | Common Stock | 30,160 | 30,160 | D |
| Performance-based Restricted Stock UnitsF2 | — | holding | — | — | — | — | — | Common Stock | 25,730 | 25,730 | D |
Explanation of responses
- F1Represents shares that are issuable pursuant to restricted stock units. 30% vests on June 1, 2019, 30% vests on June 1, 2020 and 40% vests on June 1, 2021.
- F2Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on October 3, 2018.