SEC Form 4 · accession 0001209191-18-045297
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S. Clark
Officer — CEO · Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2018 | F | 60,773 | $20.43 | D | 833,148 | D | |
| Common Stock | holding | — | — | — | 1,122,938 | I | Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non- Qualified Stock OptionsF2 | $6.73 | holding | — | — | — | — | Sep 9, 2025 | Common Stock | 3,665,271 | 3,665,271 | D |
Explanation of responses
- F1Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
- F2The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016. No transaction is reported. The amount of securities held following the reported transaction is included for information purposes only.