SEC Form 4 · accession 0001209191-18-035843
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael David Fey
Officer — President and COO
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2018 | F | 11,215 | $21.02 | D | 320,731 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non- Qualified Stock OptionsF3 | $6.73 | holding | — | — | — | — | Sep 9, 2025 | Common Stock | 1,300,813 | 1,300,813 | D |
Explanation of responses
- F1Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
- F2Includes 126 shares that were acquired on August 15, 2017 and 884 shares that were acquired on February 15, 2018 through the 2008 Employee Stock Purchase Plan.
- F3The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016. No transaction is reported. The amount of securities held following the reported transaction is included for information purposes only.