SEC Form 4 · accession 0001209191-17-060606
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S. Clark
Officer — CEO · Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Nov 13, 2017 | F | 226,214 | $28.36 | D | 909,024 | D | |
| Common StockF1,F2 | holding | — | — | — | 537,370 | I | Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust | |
| Common StockF2,F3 | holding | — | — | — | 1,344,104 | I | Gregory S Clark TR UA 01/29/2016 GSC Family 2016 Grat | |
| Common StockF2,F4 | holding | — | — | — | 448,046 | I | Gregory S Clark TR UA 01/29/2016 TMC 2016 Grat |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects transfer of 329,463 shares from GSC-OZ Investments LLC to Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust on September 27, 2017.
- F2The shares were originally acquired pursuant to the Restricted Stock Reinvestment Agreement, dated as of June 12, 2016 with Symantec Corporation ("Symantec").
- F3Reflects transfer of 1,344,104 shares from GSC-OZ Investments LLC to Gregory S Clark TR UA 01/29/2016 GSC Family 2016 Grat on September 27, 2017.
- F4Reflects transfer of 448,046 shares from GSC-OZ Investments LLC to Gregory S Clark TR UA 01/29/2016 TMC 2016 Grat on September 27, 2017.
- F5Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.