SEC Form 4 · accession 0001209191-17-039519
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S. Clark
Officer — CEO · Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 9, 2017 | A | 145,575 | $0.00 | A | 1,198,556 | D | |
| Common Stock | holding | — | — | — | 207,907 | I | Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust | |
| Common Stock | holding | — | — | — | 2,121,613 | I | GSC-OZ Investment LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares that are issuable pursuant to restricted stock units. 30% vests on June 1, 2018, 30% vests on June 1, 2019 and 40% vests on June 1, 2020.