SEC Form 4 · accession 0001209191-17-037770
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S. Garfield
Officer — SVP and CAO
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | F | 12,440 | $30.34 | D | 51,068 | D | |
| Common StockF2,F3 | Jun 2, 2017 | S | 11,397 | $30.0628 | D | 39,671 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2017.
- F2Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).
- F3Represents the weighted average sales price per share. The shares sold at prices ranging from $29.89 to $30.25 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.