SEC Form 4 · accession 0001209191-17-035002
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis C Rosch
Officer — EVP, Norton Business Unit
Period of report
May 22, 2017
Accepted (ET)
May 24, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2017 | M | 70,190 | $29.58 | A | 267,059 | D | |
| Common Stock | May 22, 2017 | F | 33,548 | $29.58 | D | 233,511 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-based Restricted Stock UnitsF1 | — | May 22, 2017 | M | 70,190 | D | — | — | Common Stock | 70,190 | 0 | D |
| Performance-based Restricted Stock UnitsF2 | — | May 22, 2017 | A | 48,638 | A | — | — | Common Stock | 48,638 | 97,276 | D |
Explanation of responses
- F1Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on May 13, 2015.
- F2Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016.