SEC Form 4 · accession 0001209191-17-034999
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S. Garfield
Officer — SVP and CAO
Period of report
May 22, 2017
Accepted (ET)
May 24, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2017 | M | 29,246 | $29.58 | A | 92,754 | D | |
| Common Stock | May 22, 2017 | F | 11,177 | $29.58 | D | 81,577 | D | |
| Common StockF2,F3 | May 23, 2017 | S | 18,069 | $29.3891 | D | 63,508 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-based Restricted Stock UnitsF4 | — | May 22, 2017 | M | 29,246 | D | — | — | Common Stock | 29,246 | 0 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2017.
- F2Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).
- F3Represents the weighted average sales price per share. The shares sold at prices ranging from $29.23 to $29.69 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on May 13, 2015.