SEC Form 4 · accession 0001209191-17-034985
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy L. Cappellanti-Wolf
Officer — SVP, Chief Human Resource Off.
Period of report
May 22, 2017
Accepted (ET)
May 24, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 101,017 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-based Restricted Stock UnitF2 | — | May 22, 2017 | A | 16,213 | A | — | — | Common Stock | 16,213 | 32,425 | D |
Explanation of responses
- F1Includes 1,088 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2017.
- F2Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016.