SEC Form 4 · accession 0001209191-17-011552
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael David Fey
Officer — President and COO
Period of report
Feb 15, 2017
Accepted (ET)
Feb 16, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2017 | M | 13,215 | $1.69 | A | 288,954 | D | |
| Common StockF2 | Feb 15, 2017 | S | 13,215 | $28.55 | D | 277,786 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $1.69 | Feb 15, 2017 | M | 13,215 | D | Aug 1, 2016 | May 22, 2025 | Common Stock | 13,215 | 13,215 | D |
| Non-Qualified Stock Option (right to buy)F4,F3 | $6.73 | holding | — | — | — | — | Sep 9, 2025 | Common Stock | 2,601,625 | 2,601,625 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2016 and amended on November 8, 2016.
- F2Includes 2,047 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2017.
- F3The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.
- F4No transaction is reported. The amount of securities held following the reported transaction is included for information purposes only.