SEC Form 4 · accession 0001209191-16-148009

Gen Digital Inc. · GEN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and COO

Period of report

Nov 1, 2016

Accepted (ET)

Nov 2, 2016 · 5:35 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000849399

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 1, 2016	M	13,214	$1.69	A	288,953	D
Common Stock^F2,F3	Nov 1, 2016	S	13,214	$25.1274	D	275,739	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)	$1.69	Nov 1, 2016	M	13,214	D	Aug 1, 2016	May 22, 2025	Common Stock	13,214	52,859	D
Non-Qualified Stock Option (right to buy)^F5,F4	$6.73	holding	—	—	—	—	Sep 9, 2025	Common Stock	2,601,625	2,601,625	D

F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2016.
F2Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).
F3Represents the weighted average sales price per share. The shares sold at prices ranging from $25.055 to $25.185 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F4The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.
F5No transaction is reported. The amount of securities held following the reported transaction is included for information purposes only.