SEC Form 4 · accession 0001209191-16-146212
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael David Fey
Officer — President and COO
Period of report
Oct 14, 2016
Accepted (ET)
Oct 18, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 14, 2016 | M | 13,214 | $1.69 | A | 288,953 | D | |
| Common StockF2,F3 | Oct 14, 2016 | S | 13,214 | $24.4001 | D | 275,739 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $1.69 | Oct 14, 2016 | M | 13,214 | D | Aug 1, 2016 | May 22, 2025 | Common Stock | 13,214 | 0 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2016.
- F2Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).
- F3Represents the weighted average sales price per share. The shares sold at prices ranging from $24.29 to $24.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.