SEC Form 4 · accession 0001209191-15-067053
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Shirk
Officer — EVP, Veritas Worldwide Sales
Period of report
Aug 19, 2015
Accepted (ET)
Aug 20, 2015 · 12:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2015 | M | 2,750 | $18.50 | A | 176,652 | D | |
| Common Stock | Aug 19, 2015 | S | 2,750 | $21.85 | D | 173,902 | D | |
| Common Stock | Aug 19, 2015 | S | 10,550 | $21.88 | D | 163,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $18.50 | Aug 19, 2015 | M | 2,750 | D | Jun 10, 2015 | Jun 10, 2018 | Common Stock | 2,750 | 0 | D |