SEC Form 4 · accession 0001209191-15-043966
Gen Digital Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel H Schulman
Director
Period of report
May 15, 2015
Accepted (ET)
May 18, 2015 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2015 | M | 2,000 | $21.93 | A | 112,357 | D | |
| Common Stock | May 15, 2015 | S | 2,000 | $25.61 | D | 110,357 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $21.93 | May 15, 2015 | M | 2,000 | D | Sep 19, 2009 | Sep 19, 2015 | Common Stock | 2,000 | 4,000 | D |
Explanation of responses
- F1Sale was made pursuant to a stock trading plan established under Rule 10b5-1.