SEC Form 4 · accession 0000849146-18-000053
Lifevantage Corp · LFVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garry Paul Mauro
Director
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2018 | M | 14,286 | $2.10 | A | 14,286 | I | By The Garry and Cristina Mauro Living Trust |
| Common StockF1 | holding | — | — | — | 73,678 | D | ||
| Common Stock | holding | — | — | — | 225 | I | By Spouse | |
| Common Stock | holding | — | — | — | 196 | I | By Son (F.M.) | |
| Common Stock | holding | — | — | — | 195 | I | By Son (D.M.) | |
| Common Stock | holding | — | — | — | 195 | I | By Son (A.M.) | |
| Common Stock | holding | — | — | — | 54 | I | By Son (D.W.M.) | |
| Common Stock | holding | — | — | — | 54 | I | By Daughter (A.P.M.) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.10 | Mar 14, 2018 | M | 14,286 | D | Apr 17, 2008 | Apr 17, 2018 | Common Stock | 14,286 | 0 | D |
Explanation of responses
- F1These shares were acquired pursuant to a restricted stock award granted November 14, 2012, which vests in full in a single vesting increment on the date of the Company's next annual meeting of shareholders, subject to continued service with the Company.