SEC Form 5 · accession 0001209191-19-010005
Heritage Global Inc. · HGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emmett Demoss
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 11:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2018 | P | 2,500 | $0.45 | A | 25,000 | D | |
| Common Stock | Sep 4, 2018 | P | 2,000 | $0.49 | A | 25,000 | D | |
| Common Stock | Mar 15, 2018 | P | 4,808 | $0.44 | A | 25,000 | D | |
| Common Stock | Mar 15, 2018 | P | 2,500 | $0.44 | A | 25,000 | D | |
| Common Stock | Mar 15, 2018 | P | 2,500 | $0.43 | A | 25,000 | D | |
| Common Stock | Mar 15, 2018 | P | 10,192 | $0.43 | A | 25,000 | D |
Table II — derivative securities
No Table II lines on this filing.