SEC Form 4 · accession 0001193125-26-380140
Heritage Global Inc. · HGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Edward Sklar
Officer — EVP, Gen Counsel & Secretary
Period of report
Sep 1, 2026
Accepted (ET)
Sep 2, 2026 · 4:00 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0000849145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 1, 2026 | S | 2,500 | $1.27 | D | 254,891 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.26 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.