SEC Form 4 · accession 0001062993-18-004745
Heritage Global Inc. · HGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirk Dove
Officer — President and COO
Period of report
Nov 8, 2018
Accepted (ET)
Nov 19, 2018 · 1:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 8, 2018 | A | 10,000 | $0.48 | A | 1,093,200 | I | Related Person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 577,500 shares of Common Stock, which are held of record by the Dove Family Trust and 505,700 shares of Common Stock previously acquired by the reporting person, which are held directly by Mr. Dove.
- F210,000 shares of Common Stock were purchased by an immediate family member of Kirk Dove.