SEC Form 4 · accession 0001062993-18-003745
Heritage Global Inc. · HGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross Dove
Officer — CEO · Director
Period of report
Sep 14, 2018
Accepted (ET)
Sep 14, 2018 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 14, 2018 | P | 15,000 | $0.70 | A | 1,574,600 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 577,500 shares of Common Stock previously reported, which are held of record by the Dove Family Trust that is described in previously filed Form 4s, and 997,100 shares of Common Stock, 15,000 of which are reported herein, which are held directly by Mr. Dove.