SEC Form 4 · accession 0001062993-18-001457
Heritage Global Inc. · HGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emmett Demoss
Director
Period of report
Mar 30, 2018
Accepted (ET)
Apr 2, 2018 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849145
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stockF1 | $0.40 | Mar 30, 2018 | A | 10,000 | A | — | Mar 30, 2028 | Common stock | 10,000 | 35,000 | D |
Explanation of responses
- F1Options vest 25% annually beginning on the first anniversary of the grant date.