SEC Form 4 · accession 0001062993-18-001302
Heritage Global Inc. · HGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Allen West
Officer — CFO, Heritage Global Inc.
Period of report
Mar 21, 2018
Accepted (ET)
Mar 22, 2018 · 6:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 21, 2018 | P | 68,500 | $0.355 | A | 333,400 | D |
Table II — derivative securities
No Table II lines on this filing.