SEC Form 4 · accession 0001062993-16-012585
Heritage Global Inc. · HGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Edward Sklar
Officer — EVP, Gen Counsel & Secretary
Period of report
Dec 1, 2016
Accepted (ET)
Dec 1, 2016 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Dec 1, 2016 | P | 35,000 | $0.29 | A | 150,000 | D |
Table II — derivative securities
No Table II lines on this filing.