SEC Form 4 · accession 0001062993-15-006771
Heritage Global Inc. · HGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross Dove
Officer — CEO · Director
Period of report
Dec 21, 2015
Accepted (ET)
Dec 21, 2015 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000849145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 21, 2015 | P | 191,800 | $0.13 | A | 1,119,300 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 427,500 shares of Common Stock which are held of record by the Dove Family Trust that is described in previously filed Form 4s, and 691,800 shares of Common Stock, 191,800 of which are reported herein, which are held directly by Mr. Dove.